Hybrid

FINRA Series 7

Job description

FINRA Series 7
Irving, TX: Locals Only!
6 + Months
$32- $33/HR

Schedule: Hybrid (In office for the first 30 days then 5 days in 5 days out)

Intake notes:
Securities license position
Must have series 7 certification that is active and up to date (can’t expire within 6 months)
Once training is over in a month they will be working and researching security related complaints
This is a production role
Must have at least 1 year of securities experience
This is a client facing role, writing letters and having phone conversations with our clients

Job Description and details:
Utilizes securities related regulatory precepts and practices to review, analyze, and address escalated operational and service complaints from multiple WIM sources, including Branches and clients.
Under general supervision, coordinates with WIM contacts to develop, negotiate, and deliver verbal and written resolution to clients-including regular direct phone communications and written ad hoc correspondence.
Manage, organize, and prioritize work pipeline and deliver work output within service level agreements, production standards, and quality expectations.
Demonstrate high ethical standards and commitment to a positive customer experience.
Learn from peers/partners and share knowledge, tactics, and solutions that leverage best practices and support efficiency.
*Successfully completed FINRA Series 7 exam to qualify

Highly Desired qualifications:
Motivated self starter
Able to perform duties with minimal supervision
High attention to detail
Excellent time management
Effective communicator
Acts with integrity in alignment with expectations

Dexian is a leading provider of staffing, IT, and workforce solutions with over 12,000 employees and 70 locations worldwide. As one of the largest IT staffing companies and the 2nd largest minority-owned staffing company in the U.S., Dexian was formed in 2023 through the merger of DISYS and Signature Consultants. Combining the best elements of its core companies, Dexian’s platform connects talent, technology, and organizations to produce game-changing results that help everyone achieve their ambitions and goals.

Dexian’s brands include Dexian DISYS, Dexian Signature Consultants, Dexian Government Solutions, Dexian Talent Development and Dexian IT Solutions. Visit https://dexian.com/ to learn more.

Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.

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